Investment agreements

Our online software for placing and managing investment orders in the financial market. From surveying client investment preferences to electronically signing orders.

With our software, you can manage contracts between funds, investment companies and clients from the outset in the online application. Our solution effectively supports the compliance process in a financial institution.

Handling investment agreements

The Certusoft Investment agreements system allows you to prepare contracts with the legally required documentation. Additional information, such as those based on surveys, is stored and handled in our application. Clients have the option to fill out surveys assessing the investor's profile. The system controls all surveys, their versions, and the validity of the documentation. The completed documents are linked to each other.

Support for MiFID questionnaires determining investment profile and portfolio availability

The MiFID questionnaire makes it possible to determine the client's investment preferences. It verifies all the client's risks and determines what financial instruments the brokerage will offer him. The software allows employees of funds, investment companies, or brokerage houses to prepare and manage those questionnaires.

After the customer fills out the questionnaire electronically, the system automatically controls offered financial instruments. If the investor's profile changes or the version of the survey changes, surveys can renew. Templates for each survey are linked to the appropriate contract types. Surveys templates can define by employees.

Software that meets Compliance requirements

The process of placing investment orders and entering into contracts is comprehensively supported under Compliance's requirements. Client records can include data related to US tax residency requirements (FACTA), tax residency information (CRS), and information on holding exposed public positions (PEP), among others. The system controls the timeliness and relevance of the data, which is automatically downloaded and applied to the documents as they are generated.

Comprehensive management of investment assets

Our software is an investment contract management tool that can be part of an equity investment management application. Learn more about how we can support your institution with Certusoft Investment Portfolios.

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